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Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Newbridge Securities Corporation broker Elaine Zito (CRD# 2849238). She has been registered with Newbridge Securities Corporation in Scottsdale, Arizona, from 2016 to … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Richard Acker (CRD# 3061037), who is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Brooklyn, New York, since 2009. In September 2010, the New … Continue reading
There are options for clients who lost money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Harris Jr. (CRD# 2982772). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Indian Wells, California, since … Continue reading
Can you recover losses due to investments with UBS Financial Services Inc. broker Elizabeth Fitzwater (CRD# 2729767)? She has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2007. Elizabeth Fitzwater Customer Complaints She has been the subject … Continue reading
Were you the victim of former LPL Financial LLC broker William Tunink (CRD# 2738224)? He has been registered with LPL Financial LLC in West Des Moines, Iowa, from 2021 to 2025, when he was terminated regarding, “Failed to disclose and … Continue reading
Were you the victim of former First Horizon Advisors, Inc. broker Joseph Barreca Jr. (CRD# 3276048)? He has been registered with Wells Fargo Clearing Services, LLC in Metairie, Louisiana, since 2024. He was registered with First Horizon Advisors, Inc. in … Continue reading
Were you the victim of Easterly ROCMuni High Income Fund losses due to recommendations by Stifel, Nicolaus & Company, Incorporated broker Eric Seuss (CRD# 1950146)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Edwardsville, Illinois, since 2014. … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Brian Martson (CRD# 733083)? He has been registered with Woodbury Financial Services, Inc. in Parker, Colorado, from 2006 to 2023. Brian Martson Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Catalyst Wealth Management broker Sanford Schmidt (CRD# 1163559). He was registered with The Leaders Group, Inc. in Summit, New Jersey, since 2023, and Catalyst Wealth Management in Deerfield, Illinois, since 2016. Previously, he was registered … Continue reading
Were you the victim of Spartan Capital Securities, LLC broker Kim Monchik (CRD# 2528972)? She has been registered with Spartan Capital Securities, LLC in New York, New York, since 2008. In October 2021, FINRA named her in a complaint alleging … Continue reading