Did you lose money investing with Emerson Equity LLC broker Patrick Lam (CRD# 4723020)? He has been registered with Emerson Equity LLC in Scottsdale, Arizona, since 2019. He was registered with Sandlapper Securities, LLC in Los Gatos, California, from 2018 … Continue reading
There are options for clients of former Cuso Financial Services, L.P. broker Eric Strom (CRD# 4877231) who suffered investment losses. He was registered with Cuso Financial Services, L.P., in Vancouver, Washington, from 2015 to 2022, when he was terminated regarding, … Continue reading
Former Madison Avenue Securities, LLC broker David Olsen (CRD# 4823650) is accused of real estate losses. He was registered with Madison Avenue Securities, LLC in Fort Lauderdale, Florida, from January to December 2025, and from 2017 to 2023, and Northwestern … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker Kexin Xu (CRD# 6966805), who faces a $90 million customer complaint. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2021. He was registered … Continue reading
Can you recover losses due to recommendations by SEIA LLC broker Kade Orsburn (CRD# 7475893)? He has been registered with Signature Estate Securities, LLC in Los Angeles, California, since 2025, and SEIA LLC in Southlake, Texas, since 2024. He was … Continue reading
There are options for clients of Cetera Advisor Networks LLC broker Allan Rosen (CRD# 1146570) who suffered investment losses. He has been registered with Cetera Wealth Services, LLC in Scottsdale, Arizona, since 2007, and Cetera Investment Advisers LLC in Scottsdale, … Continue reading
Concorde Investment Services, LLC broker Jon Cirelli (CRD# 4729737) is accused of unsuitable investment recommendations. He has been registered with Alexander Capital, L.P. in Palm Beach, Florida, since 2025, and Alexander Capital Wealth Management LLC in West Palm Beach, Florida, … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker Travis Lippmann (CRD# 5908823) for investment losses due to unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2021. Previously, he … Continue reading
An investment recommendation that might be reasonable for a 40-year-old building wealth may be reckless for an 80-year-old living on retirement income. The product is the same. The risk is the same. What changes is the investor, and that change … Continue reading
Can I recover losses from stock investments with Aegis Capital Corp. broker Jeffrey Thure (CRD# 2687213)? He has been registered with Aegis Capital Corp. in Melville, New York, since 2013. Jeffrey Thure Customer Complaints He has been the subject of … Continue reading