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Edward Jones broker Andrew Minehart (CRD# 3174525) is accused of unsuitable investment recommendations. He has been registered with Edward Jones in Elgin, Illinois, since 1999. Andrew Minehart Customer Complaints He has been the subject of one customer complaint, according to … Continue reading →

Were you the victim of Newbridge Securities Corporation broker Rodger Thomas (CRD# 4010563)? He has been registered with Newbridge Securities Corporation in Roselle Park, New Jersey, since 2018, and NFSG Corporation in Roselle Park, New Jersey, since 2018. He was … Continue reading →

Erez Law is currently investigating UBS Financial Services Inc. broker Ernie Kloock (CRD# 3114944) regarding stock losses. He has been registered with UBS Financial Services Inc. in Paramus, New Jersey, since 2014. Ernie Kloock Customer Complaints He has been the … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Antonio Oliveira (CRD# 3043453). He has been registered with UBS Financial Services Inc. in Providence, Rhode Island, since … Continue reading →

Purshe Kaplan Sterling Investments broker Salvadore Salvo (CRD# 409637) is accused of misrepresentations. He has been registered with Purshe Kaplan Sterling Investments in Parsippany, New Jersey, since 2018, and Summit Financial, LLC in Parsippany, New Jersey, since 2019. He was … Continue reading →

Can you recover losses due to recommendations by former Emerson Equity LLC and Arkadios Capital broker Ashley Romiti (CRD# 7636987), who is accused of private placement losses?  She has been registered with Concorde Investment Services, LLC in Ann Arbor, Michigan, … Continue reading →

There are options for clients of Equitable Advisors, LLC broker Victor Torres (CRD# 5919902) who lost money due to unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Ft. Lauderdale, Florida, since 2018. He was previously registered … Continue reading →

Were you the victim of Ni Advisors broker Andrea Bulow (CRD# 3071648)? She has been registered with Emerson Equity LLC in San Mateo, California, since 2024.  He was registered with Ni Advisors in Milpitas, California, from 2016 to 2024, Cetera Investment … Continue reading →

Did you lose money investing with Cetera Wealth Services, LLC broker Michael Jarvis (CRD# 2160274)? He has been registered with Cetera Wealth Services, LLC in McKinney, Texas, since 2017, and with Cetera Investment Advisers LLC in McKinney, Texas, since 2023. … Continue reading →