Were you the victim of Farmers Financial Solutions, LLC broker James Burton Jr. (CRD# 5051310) regarding promissory note losses? He was registered with Farmers Financial Solutions, LLC in Bakersfield, California, from 2007 to 2023, when he was terminated his registration … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors, LLC broker Francesco Traina (CRD# 5025477) regarding unauthorized trading. He has been registered with Raymond James Financial Services, Inc. in Miami, Florida, since 2016. He was registered with Wells Fargo Advisors, … Continue reading
Ameriprise Financial Services, LLC broker Michael Lehman (CRD# 4999885) is accused of unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Farmington Hills, Michigan, since 2017. Michael Lehman Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Cetera Investment Services LLC broker Kerrie Coe (CRD# 4951159) who suffered losses. He has been registered with Wells Fargo Clearing Services, LLC in Indianapolis, Indiana, since 2024. He was registered with Cetera Investment … Continue reading
Were you the victim of former LPL Financial LLC broker David Jerke (CRD# 5129935)? He was registered with LPL Financial LLC in Tacoma, Washington, from 2021 to 2024, when he was terminated regarding, “Solicited loan from customer without notice to … Continue reading
There are options for clients of Laidlaw & Company broker Richard Michalski (CRD# 4588706) regarding stock and private placement losses. He has been registered with Laidlaw & Company in New York, New York, since 2010. In November 2023, the United … Continue reading
Cobalt Capital, Inc. broker Benjamin Schick (CRD# 4897243) is accused of iCap Equity, LLC investment losses. He has been registered with Cobalt Capital, Inc. in Lake Mary, Florida, since 2005. Benjamin Schick Customer Complaints He has been the subject of … Continue reading
Were you the victim of Bolton Global Capital broker Marco Oreamuno (CRD# 4903418)? He has been registered with Bolton Global Capital and Bolton Global Asset Management in Miami, Florida, since 2019. He was registered with Morgan Stanley in Miami, Florida, … Continue reading
Did you lose money investing with Osaic Wealth, Inc. broker Nicholas Biddle (CRD# 4649317)? He has been registered with Osaic Wealth, Inc. in St Pete Beach, Florida, since 2023. He was registered with FSC Securities Corporation in St Pete Beach, … Continue reading
Cetera Advisors LLC broker David Strunc (CRD# 4766050) is accused of stock losses. He has been registered with Cetera Advisors LLC in Orlando, Florida, since 2012, and Cetera Investment Advisers LLC in Orlando, Florida, since 2024. David Strunc Customer Complaints … Continue reading