Were you the victim of former Madison Avenue Securities, LLC broker Mark Elafros (CRD# 2337393) regarding unsuitable investment recommendations? Mark Elafros has been registered with Charles Schwab & Co., Inc. in Chicago, Illinois since May 2021. Previously, Mark Elafros was registered … Continue reading
Erez Law is currently investigating Triad Advisors LLC brokers across the country who recommended their clients invest in LJM Preservation & Growth Fund, an alternative mutual fund. According to the Letter of Acceptance Waiver and Consent (AWC), in December 2021 … Continue reading
Erez Law is currently investigating former Raymond James Financial Services, Inc. broker Frank Van Houten (CRD# 6290353) regarding unsuitable investment recommendations. Frank Van Houten was registered with LPL Financial LLC in Reston, Virginia from 2020 to 2021. Previously, Frank Van … Continue reading
Erez Law is currently investigating former Investors Capital Corp. broker Nathan McDonald (CRD# 2250393) regarding real estate investment trusts (REITs) investment losses. Nathan McDonald has been registered with Cetera Advisors LLC in Auburn, Maine since 2016. Previously, Nathan McDonald was registered with … Continue reading
Erez Law is currently investigating former Henley & Co. broker Philip Incorvia (CRD# 708138) who is alleged to run a Ponzi-like scheme. Philip Incorvia was registered with Henley & Company LLC in Shoreham, New York from 2006 to 2021. Philip Incorvia … Continue reading
Erez Law is currently investigating Cetera Investment Services LLC broker Ping Wu (CRD# 4924232) regarding real estate investment trusts (REIT) losses. Ping Wu has been registered with Cetera Investment Services LLC in Arcadia, California since 2013. Ping Wu Customer Complaints Ping Wu … Continue reading
Erez Law is currently investigating former Investors Capital Corp. broker Travis Hughes (CRD# 1532177) regarding real estate investment trusts (REIT) losses. Travis Hughes has been registered with Cetera Advisors LLC in El Paso, Texas since 2016. Previously, Travis Hughes was registered with … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker John Donoso (CRD# 4533488) regarding real estate investment trusts (REIT) losses. John Donoso has been registered with Newbridge Securities Corporation in Boca Raton, Florida and Elizabeth, New Jersey since October 2021. Previously, … Continue reading
Did your broker recommend you invest in FS Energy & Power Fund (FSEP) and you suffered investment losses? FS Energy & Power Fund is a publicly registered, non-traded business development company (BDC) that is sponsored by FS Investments. According to … Continue reading
Did former Sagepoint Financial, Inc. broker David Adams (CRD# 1575083) recommended unsuitable investments, including GPB Capital Holdings’ private placements? David Adams has been registered with Ameriprise Financial Services, LLC in Jacksonville, Florida since 2018. Previously, David Adams was registered with Sagepoint … Continue reading