Independent Financial Group, LLC broker Jung Lee (CRD# 4410932) accused of non-traded real estate investment trusts (REITs) investment losses. He has been registered with Independent Financial Group, LLC in Seattle, Washington since 2008.
Jung Lee Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2021. “Allege investments were not suitable and were not in line with client’s investment objectives.” The customer is seeking $150,000 in damages and the case is currently pending. The complaint was regarding non-traded REITs.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Independent Financial Group, LLC may be liable for investment or other losses suffered by Jung Lee’s customers.
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