Were you the victim of unsuitable investment recommendations made by Concorde Investment Services, LLC broker Jeffrey Kiesnoski (CRD# 2688017)? Jeffrey Kiesnoski has been registered with Concorde Investment Services, LLC in Port Jefferson, New York since 2015. Jeffrey Kiesnoski Customer Complaints … Continue reading
Can I recover losses from investments with Aegis Capital Corp. broker Brian Court (CRD# 2591547) who is accused of unsuitable investment recommendations. Brian Court has been registered with Aegis Capital Corp in Melville, New York since 2014. Brian Court Customer … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Nicholas Kraiko (CRD# 5726415) regarding misrepresentations. He was registered with National Securities Corporation in Chicago, Illinois from 2014 to 2021, when he was terminated because, “Registered Representative failed to cooperate … Continue reading
Erez Law is currently investigating former Edward Jones broker Ronald Molo (CRD# 4371241) regarding unauthorized trades. Ronald Molo was registered with Edward Jones in Joliet, Illinois from 2001 to 2021, when he was terminated regarding, “Registered representative was terminated after … Continue reading
Erez Law is currently investigating former The Oak Ridge Financial Services Group, Inc. broker Eric Overig (CRD# 1435223) regarding unsuitable investment recommendations. Eric Overig has been registered with Feltl & Company in Minnetonka, Minnesota since 2019. Previously, Eric Overig was … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Clara Tang (CRD# 4852979) regarding unsuitable recommendations in real estate securities. Clara Tang was registered with Cetera Investment Services LLC in Cupertino, California from 2012 to 2018. Clara Tang … Continue reading
In February 2022, Massachusetts securities regulators filed an administrative complaint against Purshe Kaplan Sterling Investments and seeks to require the firm to pay $2.3 million in restitution for ignoring, for many years, the sale of risky, complex exchange traded funds … Continue reading
Erez Law is currently investigating former Titan Securities broker Richard Demetriou (CRD# 828433) who was barred by FINRA. Richard Demetriou is accused of unsuitable investment recommendations. Richard Demetriou was registered with Titan Securities in Addison, Texas from 2009 to 2021. … Continue reading
Erez Law is currently investigating former LPL Financial LLC and Integrated Wealth Concepts LLC broker Matthew Clason (CRD# 4692266) regarding fraud and criminal misconduct. Matthrew Clason was registered with LPL Financial LLC in Glastonbury, Connecticut from 2016 to 2020, when … Continue reading
Erez Law is currently investigating Morgan Stanley broker Elizabeth Layne (CRD# 4497721) regarding an unsuitable options strategy. Elizabeth Layne has been registered with Morgan Stanley in Atlanta, Georgia since 2016. Options are inherently leveraged and can cause accelerated investment loss during adverse … Continue reading