Erez Law is currently investigating former Parkland Securities, LLC broker Randal Mason (CRD# 1758777) regarding real estate security losses due to investment fraud. He has been registered with Cetera Advisors LLC in Centennial, Colorado since 2015. Previously, he was registered with SPC in Centennial, Colorado and Parkland Securities, LLC in Centennial, Colorado from 2002 to 2015.
Randal Mason Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2021. “Arbitration Statement of Claim alleged the investments Claimant purchased in 2014 were unsuitable given his financial situation, investment objectives and risk tolerance. Claimant further alleges the BD failed to conduct adequate due diligence on the investment programs.” The customer is seeking $134,000 in damages and the case is currently pending. The complaint took place while he was registered with Parkland Securities, LLC and was regarding real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Parkland Securities, LLC may be liable for investment or other losses suffered by Randal Mason’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.