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Former Next Financial Group, Inc. broker Anthony Hobson (CRD# 4212302) faces one pending customer complaint for over-concentrated accounts in speculative alternative investments. Hobson has been registered with Money Concepts Capital Corp. in Griffith, Indiana since 2016. Hobson was previously registered … Continue reading
Erez Law is currently investigating former Arive Capital Markets broker John Santariello (CRD# 5746158) regarding stock losses. Santariello was registered with Arive Capital Markets in Coram, New York from 2016 to 2018. Previously, Santariello was registered with the following brokerage … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Wedbush Securities Inc. broker Michael Sims (CRD# 1034180). Sims was registered with Wedbush Securities Inc. in Santa Rosa, California from 2005 to … Continue reading
Erez Law is currently investigating former First Standard Financial Company LLC broker Andre Davis (CRD# 1417097) regarding client investment losses. Davis has been registered with Paulson Investment Company LLC in New York, New York since July 2019. Previously, Davis was … Continue reading
There are options for customers of Ausdal Financial Partners, Inc. broker Christopher Neston (CRD# 2741497) who suffered investment losses. Neston has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota since 2011. Neston has been the subject of … Continue reading
Former Morgan Stanley broker Justin Amaral (CRD# 4440980) is accused of churning customer accounts and generating excessive commissions. Amaral has been registered with Morgan Stanley in Boston, Massachusetts from 2009 to 2014, when he was terminated regarding, “the allegations related … Continue reading
There are options for customers of former Aegis Capital Corp. broker Tariq Sales (CRD# 2851440) who suffered investment losses. Sales was registered with Newbridge Securities Corporation in New York, New York from 2014 to 2018. Previously, Sales was registered with … Continue reading
Forty year industry veteran Lawrence Brazie (CRD# 857097) of Westminster Financial Securities, Inc. receives customer complaint for unsuitable investment recommendations. Brazie has been registered with Westminster Financial Securities, Inc. in Dayton, Ohio since 1987. Brazie has been the subject of … Continue reading
Were you the victim of former Raymond James & Associates, Inc. broker John Wyshak (CRD# 1272260)? Wyshak was registered with Raymond James & Associates, Inc. in Los Angeles, California from 2014 to 2018 and previously with Wedbush Securities Inc. in … Continue reading
Former Securities Service Network, LLC broker Adam Lunceford (CRD# 4686499) faces customer complaints about non-traded real estate investment trusts (REITs). Lunceford has been registered with LPL Financial LLC in Scottsdale, Arizona since 2013. Previously, Lunceford was registered with Securities Service … Continue reading