Were you the victim of Elevated Asset Management LLC advisor Nathan Lundquist (CRD# 2973417)? Lundquist was registered with Voya Financial Advisors, Inc. in Wilson, Wyoming from 2004 to 2017.
Lundquist was previously registered as a broker and is currently registered as an investment adviser. Lundquist has been an advisor representative with Present Elevated Asset Management LLC in Jackson, Wyoming since September 2017.
Lundquist has been the subject of one customer complaint, according to his CRD report:
July 2020. “Alleged breach of fiduciary duties by over-concentrating in the energy sector.” The case is currently pending. The complaint took place while Lundquist was registered with Elevated Asset Management LLC and was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Voya Financial Advisors, Inc. may be liable for investment or other losses suffered by Lundquist’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.