Erez Law is currently investigating former Cabot Lodge Securities LLC broker Ann Werts (CRD# 5057784) regarding GWG Holdings Inc. L Bonds losses. She has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado since 2021 and with AE Wealth … Continue reading
Erez Law is currently investigating D.A. Davidson & Co. broker Ryan Meeks (CRD# 6134757) regarding stock losses. He has been registered with D.A. Davidson & Co. in Bozeman, Montana since 2012. Ryan Meeks Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Michael Restagno (CRD# 5532695) regarding real estate investment trust (REIT) losses. He has been registered with Aegis Capital Corp. in Garden City, New York since 2017. Previously, he was registered … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Roger Sims (CRD# 2838516) regarding real estate investment trusts (REIT) investment losses? He has been registered with LPL Financial LLC in Greer, South Carolina since 2008. Roger Sims Customer … Continue reading
Were you the victim of former Morgan Stanley broker Mark Frommer (CRD# 1553129) regarding unsuitable and unauthorized trades? He has been registered with Oppenheimer & Co. Inc. in Chicago, Illinois since 2019. Previously, he was registered with Morgan Stanley in … Continue reading
In June 2022, a former client of UBS Financial Services Inc. won an award in a FINRA arbitration for compensatory damages for $975,606 for losses sustained due to brokers who misled clients who didn’t understand the risky UBS Yield Enhancement … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker William Chancellor (CRD# 1277838) regarding real estate losses due to investment fraud. He was registered with First Allied Securities, Inc. in Ridgeland, Mississippi from 2012 to 2017. In May … Continue reading
Were you the victim of Morgan Stanley broker Timothy Jennings (CRD# 4553681) who is accused of investment fraud? He has been registered with Morgan Stanley in Ithaca, New York since 2019. Previously, Morgan Stanley in Binghamton, New York from 2014 … Continue reading
Were you the victim of LPL Financial LLC broker Brad Hensen (CRD# 5136446) regarding unsuitable investment recommendations? He has been registered with LPL Financial LLC in Salem, Ohio since 2010. Brad Hensen Customer Complaints He has been the subject of … Continue reading
In June 2022, the United States Department of Justice arrested Neil Chandran and charged him with an alleged investment fraud scheme that defrauded investors of more than $45 million. He was charged with three counts of wire fraud as well … Continue reading