Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel, Fisher & Company Financial Services, Inc. broker Mark Joneson (CRD# 4119915) regarding over-concentrated and unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Rapid City, South Dakota and Advisornet Wealth Partners in Rapid City, South Dakota since 2019. Previously, he was registered with Berthel, Fisher & Company Financial Services, Inc. in Rapid City, South Dakota from 2013 to 2019 and with BFC Planning, Inc. in Rapid City, South Dakota from 2013 to 2019.
Mark Joneson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2022. “The claimant alleges the investments he purchased in 2014 were overconcentrated, unsuitable, and misrepresented to him by the representative. Additionally, the claimant alleges the firm failed to conduct due diligence of the investments and failed to supervise the activities of the representative.” The case is currently pending and was regarding oil and gas and real estate securities investments. The complaint took place while he was registered with Berthel, Fisher & Company Financial Services, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Berthel, Fisher & Company Financial Services, Inc. may be liable for investment or other losses suffered by Mark Joneson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.