Citigroup Global Markets Inc. broker William Chan (CRD# 3103541) was accused of structured note losses. He has been registered with Citigroup Global Markets Inc. in Rowland Heights, California, since 2011. William Chan Customer Complaints He has been the subject of … Continue reading
Can I recover losses from investments with Trustmont Financial Group, Inc. broker Emmet Martin Sr. (CRD# 3053367)? He has been registered with Trustmont Financial Group, Inc. and Trustmont Advisory Group, Inc. in Mauldin, South Carolina, since 2010. He was registered … Continue reading
Erez Law is currently investigating McDermott Investment Services, LLC broker James Poindexter (CRD# 1867899) regarding Delaware Statutory Trusts (DSTs) losses. He has been registered with McDermott Investment Services, LLC in Prescott, Arizona, since 2019, and Independent Wealth Network, Inc. in … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Anthony Clifford (CRD# 6285441)? He has been registered with Wells Fargo Clearing Services, LLC in San Francisco, California, since 2017, and Wells Fargo Advisors in San Francisco, California, since … Continue reading
Erez Law is currently investigating former Great Point Capital LLC broker Timothy Marshall (CRD# 2037031) regarding real estate securities. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital … Continue reading
Were you the victim of former Aegis Capital Corp. broker Surage Perera (CRD# 4716321)? He has been registered with Aegis Capital Corp. in Melville, New York, from 2018 to 2022. Previously, he was registered with Maxim Group LLC in New … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Adam Stern (CRD# 1726306) regarding private placement losses. He has been registered with ThinkEquity LLC in New York, New York, since 2026. He was registered with Aegis Capital Corp. in … Continue reading
Were you the victim of LPL Financial LLC broker Christ Mavrakos (CRD# 1793086)? He has been registered with LPL Financial LLC in Safety Harbor, Florida, since 2012, and MFP Financial Services, LLC in Safety Harbor, Florida, since 2024. He was … Continue reading
Were you the victim of Independent Financial Group, LLC broker David Elhoff (CRD# 855864)? He has been registered with Independent Financial Group, LLC in Surprise, Arizona, from 2004 to 2026. In March 1998, the state of California summarily revoked the … Continue reading
There are options for clients of former Equitable Advisors, LLC broker Brandon Spano (CRD# 4601257), who is accused of misappropriating funds. He has been registered with MML Investors Services, LLC in Saddle Brook, New Jersey from August to December 2023, … Continue reading