Did you lose money investing with former Avantax Investment Services, Inc. broker David Monheit (CRD# 4586091)? He has been registered with Cetera Wealth Services, LLC in Surprise, Arizona, since 2025, and Cetera Investment Advisers LLC in Schaumburg, Illinois, since 2025. … Continue reading
There are options for customers of Act Advisors investment adviser representative Patrick Latta (CRD# 4395019), who is accused of Individual Retirement Account (IRA) losses. He has been listed as an investment adviser representative with Act Advisors in Asheville, North Carolina, … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Peter Han (CRD# 4704497) regarding real estate security losses. He has been registered with Cetera Advisors LLC in Pasadena, California, since 2022, and Cetera Investment Advisers LLC in Rancho … Continue reading
Former J.P. Morgan Securities LLC broker Taulant Cela (CRD# 4319114) is accused of unauthorized trading. He has been registered with Wells Fargo Clearing Services, LLC in Summit, New Jersey, since 2022, and Wells Fargo Advisors in Summit, New Jersey, since … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with DFPG Investments, LLC broker Darren Speight (CRD# 5347461). He has been registered with DFPG Investments, LLC in San Jose, California, since 2015, and … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Dorris Jones (CRD# 735200) regarding allegations of customer investment losses. She has been registered with Berthel, Fisher & Company Financial Services, Inc. in Nashville, Tennessee, since 2025, and with … Continue reading
Were you the victim of private placement losses due to investments with Krilogy broker John McArthur (CRD# 4389397)? He has been registered with Saxony Securities, Inc. in St. Louis, Missouri, since 2014, and Krilogy in St. Louis, Missouri, since 2012. … Continue reading
There are options for clients of LPL Enterprise, LLC broker Francis Dougherty (CRD# 4821828) who suffered investment losses. He has been registered with LPL Enterprise, LLC in Holmdel, New Jersey, since 2024. He was registered with Pruco Securities, LLC in … Continue reading
Can you recover losses due to investments with former Great Point Capital LLC broker Keegan De Silva (CRD# 7227138)? He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026, and Quincy Wells Advisors, LLC in Chicago, … Continue reading
Erez Law is currently investigating Arkadios Capital broker Jonathan Keller (CRD# 4344114) regarding private placement losses. He has been registered with Arkadios Capital in Atlanta, Georgia, since 2020, and Arkadios Wealth Advisors in Boca Raton, Florida, since 2021. He was … Continue reading