Did you lose money investing with former Pinnacle Investments, LLC broker William Friedman (CRD# 2475502)? He was registered with Pinnacle Investments, LLC in Boca Raton, Florida, from January to October 2020, Woodstock Financial Group, Inc. in Boca Raton, Florida, from … Continue reading
There are options for clients of former Aegis Capital Corp. broker Vasilos Takos (CRD# 2500839) who suffered investment losses. He has been registered with Dominari Securities LLC in Garden City, New York, since 2024. He was registered with Aegis Capital … Continue reading
Osaic Wealth, Inc. broker Marat Likhtenstein (CRD# 2470480) is accused of promissory note losses. He has been registered with Osaic Wealth, Inc. in Brooklyn, New York, from 2018 to 2024, when he was terminated regarding, “Failure to disclose personal loan … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Timothy Yee (CRD# 2492578) regarding real estate investment trust (REIT) losses. He has been registered with Independent Financial Group, LLC in Alameda, California, since 2015. He was registered with LPL … Continue reading
There are options for clients of former Patrick Capital Markets, LLC broker Donald Deans (CRD# 2870570) who suffered investment losses. He was registered with Patrick Capital Markets, LLC in St Louis, Missouri, from 2019 to 2020, Emerson Equity LLC in … Continue reading
Erez Law is currently investigating Arete Wealth Management, LLC broker Walter Nelson (CRD# 2275929) regarding alternative investment losses. He has been registered with Cabin Securities, Inc. in Overland Park, Kansas, and Cabin Advisors, LLC in Rockwall, Texas, since 2025. He … Continue reading
Did you lose money investing with Emerson Equity LLC broker Thomas Justice (CRD# 2786145) regarding unsuitable investment recommendations? He has been registered with Emerson Equity LLC in San Mateo, California, since 2020. He was registered with Conover Capital Management in … Continue reading
Erez Law is currently investigating Great Point Capital LLC broker Joseph Kocsis (CRD# 2423884) regarding client investment losses. He has been registered with Great Point Capital LLC in Chicago, Illinois, since 2019. He was registered with National Securities Corporation in … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Edward Villanyi (CRD# 2348401) regarding mutual fund losses? He has been registered with Stifel, Nicolaus & Company, Incorporated in Indianapolis, Indiana, since 2022. He was registered with Merrill Lynch, … Continue reading
There are options for clients of Newbridge Securities Corporation broker James Cox (CRD# 2365633) who suffered investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida, since 2018, and NFSG Corporation in Baton Rouge, Louisiana, since … Continue reading