There are options for customers of former HD Vest Investment Services broker Travis Eiland (CRD# 4127872) who is accused of unsuitable investment recommendations. He has been registered with HD Vest Investment Services (Avantax Investment Services, Inc.) in Bayton, Texas from … Continue reading
There are options for customers of Newbridge Securities Corporation broker Jeffrey Eglow (CRD# 1299960) regarding alternative investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2017. Previously, he was registered with SunTrust Advisory Services, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former J.P. Morgan Securities LLC broker Robert Klein (CRD# 1254422) regarding suitability concerns related to managed accounts. He has been registered with J.P. … Continue reading
Were you the victim of NYLife Securities LLC broker Scarlett Ramsey (CRD# 6454817) regarding annuity losses? She was registered with NYLife Securities LLC in Lubbock, Texas from 2020 to 2021. Previously, she was registered with Merrill Lynch, Pierce, Fenner & … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker William Thompson (CRD# 6219056) regarding investment fraud. He has been registered with UBS Financial Services Inc. in Irvine, … Continue reading
There are options for customers of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Olga Kapitskaya (CRD# 2587114) who is accused of unsuitable investment recommendations. She has been registered with RBC Capital Markets, LLC in Beverly Hills, California since … Continue reading
Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Thomas Brandstater (CRD# 6140680) who is accused of investment fraud? He has been registered with Wells Fargo Clearing Services, LLC in Nashville, Tennessee since 2013. Thomas Brandstater … Continue reading
There are options for customers of Newbridge Securities Corporation broker Robert Bragg (CRD# 4767535) who suffered losses due to alternative investments. He has been registered with Newbridge Securities Corporation in Monument, Colorado since 2016. Previously, he was registered with VSR … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Jamie Nowakowski (CRD# 4472043) regarding GWG Holdings Inc. L Bonds losses. He has been registered with Equitable Advisors, LLC in Hebron, Connecticut since 2020. Previously, he was registered with Coastal Equities, … Continue reading
In July 2022, the Securities and Exchange Commission (SEC) censured and fined Private Advisor Group $5.8 million for allegedly recommending high-fee mutual funds to their clients, without disclosing conflicts of interest. The fine will be distributed to investors. The firm … Continue reading