Erez Law Investigates Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Justin Gillham

Merrill Lynch

There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Justin Gillham (CRD# 4575519) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scottsdale, Arizona, since 2008.

Justin Gillham Customer Complaints

He has been the subject of two customer complaints between 2012 and 2022, one of which was denied, according to his CRD report:

July 2022. “The customer alleges that a misrepresentation was made regarding the purchase of a structured note in June of 2021.” The customer is seeking $1,050,000 in damages, and the case is currently pending. The complaint was regarding structured products. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Justin Gillham’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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