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Erez Law is currently investigating Morgan Stanley broker J Shepard (CRD# 1334664) regarding customer investment losses. Shepard has been registered with Morgan Stanley in Oak Bluffs, Massachusetts since 2009. Shepard has been the subject of two customer complaints between 2009 … Continue reading
There are options for customers of National Securities Corporation broker Willard Pugh (CRD# 1757428) who suffered investment losses. Pugh has been registered with National Securities Corporation in Boca Raton, Florida since 2016. Pugh has been the subject of two customer … Continue reading
Did you lose money investing with Center Street Securities, Inc. broker Roy Williams Sr. (CRD# 1069297)? Williams has been registered with Center Street Securities, Inc. in Stratford, Connecticut since 2016. In April 2016, FINRA sanctioned Williams to a $5,000 civil … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Conrad Corcoran (CRD# 1009857) who suffered investment losses. Corcoran has been registered with Centaurus Financial, Inc. in Anaheim, California since 2001 and Centaurus Financial, Inc. in Tucson, Arizona since 2003. … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Marcus Dickerson (CRD# 1053338) regarding unauthorized trading that lead to investment losses. Dickerson has been registered with Centaurus Financial, Inc. in Livonia, Michigan since 2001. Dickerson has been the subject of … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Kalos Capital, Inc. broker Curtis Whipple (CRD# 1657643). Whipple was registered with Kalos Capital, Inc. in Plymouth, Michigan from 2012 to 2020. … Continue reading
Were you the victim of Edward Jones broker Craig Foreman (CRD# 6335574)? Foreman has been registered with Edward Jones in Odessa, Texas since 2014. Foreman has been the subject of one customer complaint, according to his CRD report: August 2019. … Continue reading
Erez Law is currently investigating former HD Vest Investment Services broker Michael Kamperman (CRD# 2002603) regarding allegations of unsuitable investment recommendations. Kamperman was registered with HD Vest Investment Services in Waco, Texas from 2014 to 2017. Previously, Kamperman was registered … Continue reading
Did you lose money investing with Advisory Group Equity Services Ltd. broker Ronald Birnbaum (CRD# 2382580)? Birnbaum has been registered with Advisory Group Equity Services Ltd. in Newton, Massachusetts since 2001. Birnbaum has been the subject of six customer complaints … Continue reading
There are options for customers of former Ameritas Investment Corp. broker Thomas Lawrence III (CRD# 1839619) who suffered investment losses. Lawrence was registered with Ameritas Investment Corp. in Chapel Hill, Tennessee from 2006 to 2016. In June 2019, the Tennessee … Continue reading