There are options for customers of NYLIFE Securities LLC broker Seth Bassin (CRD# 6143779) who suffered variable annuity investment losses. He has been registered with NYLIFE Securities LLC in Saddle Brook, New Jersey since 2013 and with Eagle Strategies LLC … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Kavi Fulena (CRD# 6861339) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California since 2018. Kavi Fulena Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Equitable Advisors, LLC broker Jeffrey Somerstein (CRD# 4690840) who suffered investment losses related to unsuitable recommendations. He has been registered with Equitable Advisors, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with CreativeOne Securities, LLC broker Michael Binstock (CRD# 2728462) who is accused of misrepresentation. He has been registered with CreativeOne Securities, LLC in Chanhassen, … Continue reading
In August 2022, Kovack Advisors Inc. entered into a $899,513 settlement with the Securities and Exchange Commission (SEC) regarding the firm’s failure to monitor wrap accounts to determine the suitability for clients, between 2015 and 2018. The settlement, which will … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors, LLC broker William Gamble (CRD# 1524488) regarding unauthorized trading. He has been registered with Truist Investment Services, Inc. in Fort Lauderdale, Florida since 2021. Previously, he was registered with BB&T Securities, … Continue reading
Were you the victim of Charles Schwab & Co., Inc. broker Kordel Drake (CRD# 2637927)? He has been registered with Charles Schwab & Co., Inc. in Indianapolis, Indiana since 1999. Kordel Drake Customer Complaints He has been the subject of … Continue reading
Can I recover losses from investments with Cetera Investment Services LLC broker Ivan Cen (CRD# 5474263) who is accused of investment fraud due to real estate investment losses? He has been registered with Cetera Investment Services LLC in Millbrae, California … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Robert Brinckerhoff (CRD# 823695) faces customer complaints regarding variable annuity investment losses and structured product losses. He was registered with Morgan Stanley in Burlington, Vermont from 2015 to 2020. Previously, he … Continue reading
Erez Law is currently investigating Landolt Securities, Inc. broker Jason Seurer (CRD# 2541616) regarding GWG Holdings Inc. losses. He has been registered with Landolt Securities, Inc. in Maple Plain, Minnesota since 2018. The State of South Dakota Division of Securities … Continue reading