Erez Law is interested in speaking with investors who may have suffered losses due to investments with Concourse Financial Group Securities, Inc. broker Thomas Lopshire (CRD# 2532500). He has been registered with Concourse Financial Group Securities, Inc. in San Mateo, … Continue reading
Can I recover losses from investments with Center Street Securities, Inc. broker Michael Ecker (CRD# 824193)? He has been registered with Center Street Securities, Inc. in Lake Worth, Florida, since 2018. Previously, he was registered with Concorde Investment Services, LLC … Continue reading
There are options for clients of Western International Securities, Inc. broker Shannon Powers (CRD# 2367198), who suffered investment losses. She has been registered with Western International Securities, Inc. in Ridgefield, Washington, since 2012. Shannon Powers Customer Complaints She has been … Continue reading
Lifemark Securities Corp. broker Alexander Hackley (CRD# 4899317) was accused of GWG Holdings Inc. L Bonds losses. He has been registered with Lifemark Securities Corp. in Centennial, Colorado, since 2017. Previously, he was registered with three additional firms between 2013 … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. broker Paul Carnahan (CRD# 5586975), who is accused of unsuitable investment recommendations. He has been registered with GWN Securities Inc. in Birmingham, Michigan, since 2022. Previously, he was registered with Securian … Continue reading
Were you the victim of Kovack Securities Inc. broker Maile Foster (CRD# 3049192)? She has been registered with Kovack Securities Inc. in Colorado Springs, Colorado, since 2011. Previously, he was registered with Securian Financial Services, Inc. in Colorado Springs, Colorado, … Continue reading
Former Wells Fargo Clearing Services, Inc. broker Florentino Chapa (CRD# 4763953) is accused of Northstar Financial Services (Bermuda) investment losses. A former client of Wells Fargo Clearing Services, Inc. filed a FINRA arbitration claim against broker Florentino Chapa, who was … Continue reading
Were you the victim of energy investment losses with Investment Planners, Inc. broker Christopher Mackenzie (CRD# 4164821)? He has been registered with Investment Planners, Inc. in Quincy, Illinois, since 2000 and with IPI Wealth Management, Inc. in Quincy, Illinois, since … Continue reading
Former Western International Securities broker Daniel Beech (CRD# 6169844) has 13 customer complaints related to investment losses. He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2022 and with IP Financial Advisory Services LLC in Thousand … Continue reading
There are options for clients of former National Securities Corporation broker Brandon Leon (CRD# 5200595) who suffered private placement investment losses. He has been registered with PHX Financial, Inc. in New York, New York, since 2022. Previously, he was registered … Continue reading