Were you the victim of former Securities America, Inc. broker David Zuber (CRD# 3239595)? Zuber was registered with Securities America, Inc. in Lavista, Nebraska from 2011 to 2020, when he was terminated regarding, “Allegations that representative was involved in the offer of private securities investments not approved by the firm.”
In April 2021, FINRA barred Zuber after he “consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony as requested by FINRA in connection with an investigation into potential undisclosed outside business activities and private securities transactions.”
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Securities America, Inc. may be liable for investment or other losses suffered by Zuber’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.