Did you lose money investing in GWG Holdings Inc. L Bonds with Intervest International Equities Corporation broker Jon Vinge (CRD# 4445831)?. He has been registered with Intervest International Equities Corporation in Seattle, Washington since 2007. Jon Vinge Customer Complaints He … Continue reading
Were you the victim of former Cetera Investment Services LLC broker Brad Bakken (CRD# 2475927) who is accused of unsuitable investment recommendations? He has been registered with LPL Financial LLC in Wahpeton, North Dakota since 2017. Previously, he was registered … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker David Fiegeles (CRD# 1530561)? He has been registered with Oppenheimer & Co. Inc. in Melville, New York since 2003. David Fiegeles Customer Complaints He has been the subject of two … Continue reading
Were you the victim of Lincoln Financial Advisors Corporation broker Jeffrey Furniss (CRD# 4888498) regarding energy sector losses? He has been registered with Lincoln Financial Advisors Corporation in Annapolis, Maryland since 2005. Jeffrey Furniss Customer Complaints He has been the … Continue reading
There are options for clients of Park Avenue Securities LLC broker David Stevens (CRD# 2830472) who suffered losses due to insurance investments. He has been registered with Park Avenue Securities LLC in La Jolla, California from 2015 to 2020, when … Continue reading
Can I recover losses from investments with former H.D. Vest Advisory Services, Inc. broker James Hundley (CRD# 2517897) who is alleged to make unsuitable investment recommendations in Atlas Resource Partners, L.P. energy investments? He has been registered with The Investment … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with TFS Securities, Inc. broker Sarabjeet Thapar (CRD# 2699306) regarding corporate debt. He has been registered with TFS Securities, Inc. in Lincroft, New Jersey … Continue reading
Erez Law is currently investigating barred former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Crabtree (CRD# 1855649) who allegedly defrauded a customer. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Annapolis, Maryland since … Continue reading
Former Traderfield Securities Inc. broker Daniel Soliman (CRD# 6053300) faces two customer complaints regarding misrepresentation. He was registered with the following companies: J.P. Morgan Securities LLC in New York, New York from 2018 to 2019 Traderfield Securities Inc. in New … Continue reading
There are options for customers of former Aegis Capital Corp. broker Sean Sullivan (CRD# 6283466) who suffered investment losses due to unsuitable and unauthorized trades. He has been registered with Sovereign Global Advisors LLC in Kings Park, New York since … Continue reading