There are options for clients of Wells Fargo Clearing Services, LLC broker David Todd (CRD# 1785902) who suffered losses due to unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Peoria, Arizona, since 2011.
David Todd Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2022. “Claimant alleges that beginning in or about November 2020, the FA made unsuitable investments.” The case is currently pending. The complaint was related to corporate debt and common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by David Todd’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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