Can I recover investment losses in hedge funds with Morgan Stanley broker Frank Seminara (CRD# 2785718)? He has been registered with Morgan Stanley in Palm Beach, Florida, since 2012.
Frank Seminara Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2022. “Client’s attorney alleges, inter alia, that investment in hedge fund was misrepresented 2021.” The case is currently pending. The complaint was related to hedge fund investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Frank Seminara’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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