Unsuitable Investment Recommendations with Western International Securities, Inc. Broker David Karin

Western International Securities

Erez Law is currently investigating Western International Securities, Inc. broker David Karin (CRD# 2486154) regarding corporate debt losses due to unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2012. 

David Karin Customer Complaints

He has been the subject of three customer complaints between 2012 and 2022, one of which was denied, according to his CRD report. The most recent complaint was regarding:

November 2022. “Misrepresentation; Unsuitable recommendations.” The customer is seeking $1.22 million in damages, and the case is currently pending. The complaint was related to corporate debt.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by David Karin’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.