There are options for clients of Tobin & Company Securities LLC broker Justine Tobin (CRD# 1641345) who faces multi-million dollar customer complaints. She has been registered with Tobin & Company Securities LLC in Charlotte, North Carolina, since 2006. Justine Tobin … Continue reading
There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Howard Woo (CRD# 4606756), who is accused of misrepresentation. He has been registered with UBS Financial Services Inc. in Irvine, California, since 2022. Previously, he … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Robert Li (CRD# 4068255)? He has been registered with LPL Financial LLC in Naperville, Illinois, since 2003. Robert Li Customer Complaints He has been the subject of three customer … Continue reading
Erez Law is currently investigating former SunTrust Investment Services, Inc. broker Pedro Escobar (CRD# 2785268) regarding unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Davie, Florida, since 2020. Previously, he was registered with Wells Fargo … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker David Todd (CRD# 1785902) who suffered losses due to unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Peoria, Arizona, since 2011. David … Continue reading
Erez Law is currently investigating Westpark Capital, Inc. broker Justin Singletary (CRD# 6325695) regarding GWG Holdings Inc. L Bonds. He has been registered with Westpark Capital, Inc. in Newport Beach, California, from 2017 to 2020. Previously, he was registered with … Continue reading
Did you suffer losses investing with former Laidlaw & Company (Uk) Ltd. broker Jonathan Ebel (CRD# 5902719), who is accused of unsuitable investment recommendations? He has been registered with Network 1 Financial Securities Inc. in Hauppauge, New York, since 2019. … Continue reading
There are options for clients of Edward Jones broker Michael Melton (CRD# 4596556) who suffered investment losses. He has been registered with Edward Jones in Troy, Illinois, since 2002. Michael Melton Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Bryan Lubitz (CRD# 4381244) regarding unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Woodbury, New York, since 2022. Previously, he was registered with Aegis Capital Corp. … Continue reading
Former Voya Financial Advisors, Inc. broker Erik Alexander (CRD# 5839269) regarding was accused of real estate investment trust (REIT) losses. He has been registered with Cetera Advisor Networks LLC in Issaquah, Washington, since 2021. Previously, he was registered with Voya … Continue reading