Western International Securities, Inc. broker David Simon (CRD# 1064191) is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Crystal Bay, Nevada, since 2007.
David Simon Customer Complaints
He has been the subject of two customer complaints in 2022, according to his CRD report:
October 2022. “Unsuitability.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint was related to corporate debt.
October 2022. “Misrepresentation.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was related to corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by David Simon’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields