Erez Law is currently investigating Alexander Capital, L.P. broker Christopher Laffey (CRD# 859962), regarding who is accused of misrepresentation. He has been registered with Alexander Capital, L.P. in New York, New York, since 2015.
Christopher Laffey Customer Complaints
He has been the subject of five customer complaints between 1980 and 2022, according to his CRD report. The most recent complaint was regarding:
September 2022. “Allegations include breach of fiduciary duty, misrepresentation, and negligence starting in November 2019.” The case is currently pending. The complaint was related to promissory notes.
Previous complaints were regarding excessive, unsuitable and unauthorized trades, among other accusations.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Alexander Capital, L.P. may be liable for investment or other losses suffered by Christopher Laffey’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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