Erez Law is currently investigating Edward Jones broker John Davis (CRD# 2312724) regarding mutual fund losses due to investment fraud. He has been registered with Edward Jones in Ft Payne, Alabama since 1993. John Davis Customer Complaints John Davis has … Continue reading
Erez Law is currently investigating former Transamerica Financial Advisors, Inc. broker Scott Fries (CRD# 2205768) regarding selling away. He was registered with Transamerica Financial Advisors, Inc. in Cincinnati, Ohio from 2014 to 2019, when he was terminated regarding, “Representative accepted … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Jason Garofalo (CRD# 3008935) regarding real estate securities losses. He has been registered with Ameriprise Financial Services, LLC in Las Vegas, Nevada since 2015. Jason Garofalo Customer Complaints Jason Garofalo … Continue reading
Erez Law is currently investigating The Rockwell Financial Group, Inc. broker George Fill (CRD# 5396631) regarding unauthorized trades. He has been registered with The Rockwell Financial Group, Inc. in Hicksville, New York since 2016. George Fill Customer Complaints George Fill … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker Derek Roy (CRD# 6174201) regarding stock losses? He has been registered with Fidelity Brokerage Services LLC in Merrimack, New Hampshire since 2016. Derek Roy Customer Complaints Derek Roy has been … Continue reading
Erez Law is currently investigating former NYLIFE Securities LLC broker Esmeraldo Espinoza (CRD# 6198418) regarding insurance losses due to unsuitable investment recommendations. He has been registered with First Financial Equity Corporation in Scottsdale, Arizona from June to October 2021. Previously, … Continue reading
Erez Law is currently investigating Aaron Capital Incorporated broker David Wolfe (CRD# 1019315) regarding allegedly mishandling client funds. David Wolfe has been registered with Aaron Capital Incorporated in Columbus, Georgia since 2002. David Wolfe Customer Complaints He has been the … Continue reading
There are options for customers of J.P. Morgan Securities LLC broker Dustin Chase (CRD# 45046) who suffered managed account losses due to investment fraud. He has been registered with J.P. Morgan Securities LLC in Mineola, New York since 2012. Dustin … Continue reading
Erez Law is currently investigating Mariner Wealth Advisor broker Faith Xenos (CRD# 1320067) regarding unsuitable investment recommendations. He has been registered with Msec, LLC in Coral Gables, Florida since 2019 and with Mariner Wealth Advisors in Coral Gables, Florida since … Continue reading
Did you lose money investing in mutual funds due to investment fraud with Robert W. Baird & Co. broker Edmund Murphy (CRD# 2145807? He was registered with Robert W. Baird & Co. Incorporated in Naples, Florida from 1999 to 2021. … Continue reading