Erez Law is currently investigating Western International Securities, Inc. broker Fariba Madison (CRD# 1178259) related to claims regarding negligence. She has been registered with Western International Securities, Inc. in Los Alamitos, California since 2012.
Fariba Madison Customer Complaints
She has been the subject of three customer complaints between 2008 and 2022, one of which was denied, according to her CRD report:
June 2022. “Negligent Misrepresentation.” The customer is seeking $5,000 in damages and the case is currently pending. The complaint was regarding corporate debt.
June 2022. “Negligence.” The customer is seeking $300,000 in damages and the case is currently pending. The complaint was regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Fariba Madison’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.