Nineteen-year industry veteran Truist Investment Services, Inc. broker Edward Cohen (CRD# 4693017) is accused of unsuitable investment recommendations related to a Guaranteed Income Contract (GIC). He has been registered with Truist Investment Services, Inc. in Bal Harbour, Florida, since 2007 … Continue reading
Erez Law recently filed a FINRA arbitration against Citizens Securities Inc. related to Colorado Bankers Life Annuities. Their customer alleges that William Torrance (CRD #5086449), who was a registered representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated in Philadelphia, … Continue reading
Erez Law is interested in speaking with clients who suffered investment losses due to recommendations from UBS Financial Services Inc. broker William Cerf (CRD# 2269462) related to Yield Enhancement Services (YES) investment losses. William Cerf has been a registered representative … Continue reading
Erez Law is currently investigating Center Street Securities, Inc. broker James Margraf (CRD# 6517554) related to allegations of investment losses. He has been registered with Center Street Securities, Inc. in Springfield, Missouri, since 2016 and with Latour Asset Management LLC … Continue reading
Did you lose money investing in GWG Holdings Inc. L Bonds with former American Equity Investment Corporation broker Marion Leonberger (CRD# 1083568)? He was registered with American Equity Investment Corporation in Louisville, Kentucky, from 2003 to 2021. Marion Leonberger Customer … Continue reading
Erez Law is currently investigating Axiom Capital Management, Inc. broker Robert Doyle (CRD# 2309859), who is accused of unauthorized trading. He has been registered with Axiom Capital Management, Inc. in New York, New York, since 2002. Robert Doyle Customer Complaints … Continue reading
Former B.B. Graham & Company, Inc. broker Lawrence Krause (CRD# 275153) is accused of stock losses. He has been registered with KW Securities Corporation in Larkspur, California, since 1980. Previously, he was registered with B.B. Graham & Company, Inc. in … Continue reading
There are options for clients of former Royal Alliance Associates, Inc. broker Michael Gustafson (CRD# 2202450), who suffered losses due to unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Minneapolis, Minnesota, since 1997 and with Focus … Continue reading
Were you the victim of Green Vista Capital, LLC broker Philippus van Staden (CRD# 4489166)? He has been registered with Green Vista Capital, LLC in Winter Park, Florida, since 2018. Previously, he was registered with The Strategic Financial Alliance in … Continue reading
Were you the victim of investment losses due to unsuitable municipal bond portfolio recommendations by your UBS Financial Services Inc. investment broker? According to public records, a former client of UBS Financial Services Inc. filed a $10 million customer complaint … Continue reading