Options for Clients of Former Joseph Stone Capital L.L.C. Broker Szczepan Kosmaczewski (Steven Carol)

Joseph Stone Capital L.L.C.

Former Joseph Stone Capital L.L.C. broker Szczepan Kosmaczewski (Steven Carol) (CRD# 7192377) is accused of unauthorized transactions. He was registered with the following firms in his career:

  • Craft Capital Management LLC in New York, New York, from 2022 to 2023
  • Joseph Gunnar & Co. LLC in New York, New York, form 2021 to 2022
  • Joseph Stone Capital L.L.C. in Mineola, New York, from 2020 to 2021
  • Worden Capital Management LLC in New York, New York, from June to December 2020

Szczepan Kosmaczewski Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

February 2023. “Allegations of excessive commissions and unauthorized transactions.” The customer is seeking $141,476.36  in damages, and the case is currently pending. The complaint was regarding equity OTC, and it took place while he was registered with Joseph Stone Capital L.L.C.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Joseph Stone Capital L.L.C. may be liable for investment or other losses suffered by Szczepan Kosmaczewski’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.