There are options for clients of LPL Financial LLC broker Matthew Lamb (CRD# 6040125), who suffered investment losses. He has been registered with LPL Financial LLC in Melbourne, Florida, since 2012. Matthew Lamb Customer Complaints He has been the subject … Continue reading
Were you the victim of Edward Jones broker Phillip Biffle (CRD# 1780353)? He has been registered with Edward Jones in Greenwood, South Carolina, since 1987. Phillip Biffle Customer Complaints He has been the subject of seven customer complaints between 2000 … Continue reading
Were you the victim of former Spartan Capital Securities, LLC broker Gabriel Edelman (CRD# 5778763), who is accused of unsuitable investment recommendations? He was registered with Spartan Capital Securities, LLC in New York, New York, from 2010 to 2019. In … Continue reading
American Portfolios Financial Services, Inc. broker Louise Fallica (CRD# 1375433) faces customer complaints for excessive fees and negligence, among other complaints. She has been registered with American Portfolios Financial Services, Inc. in Smithtown, New York, since 2014 and with American … Continue reading
Former LPL Financial LLC broker Azmi Sharif (CRD# 6481342) is accused of unsuitable investment recommendations. He was registered with LPL Financial LLC in Elmhurst, Illinois, from 2018 to 2023, when he was terminated regarding, “Inadequate disclosure of outside business activity. … Continue reading
There are options for clients of Wealthforge Securities, LLC broker James Raper Jr. (CRD# 5721253), who faces multiple customer complaints related to private placement investment losses. He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2014. James … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Stephen Hollingsworth (CRD# 1328648) who is accused of unauthorized trades and unsuitable investment recommendations. He has been registered with Raymond James Financial Services, Inc. in Newton, Massachusetts, since 2010. … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker Joao Pinto (CRD# 6298233), who faces a customer complaint for misrepresentations, omissions, and negligence. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2019. … Continue reading
Morgan Stanley broker Joseph Dugan (CRD# 1412880) is accused of unauthorized trading. He has been registered with Morgan Stanley in Clayton, Missouri, since 2009. Joseph Dugan Customer Complaints He has been the subject of two customer complaints between 2000 and … Continue reading
Erez Law is currently investigating broker Robert Lilien (CRD# 1337819) related to Voyager Digital Holdings, Inc. investment losses. He has been registered with Wisdomtree Securities, Inc. in New York, New York, since 2022. Previously, he was registered with Foreside Fund … Continue reading