Erez Law is currently investigating former Ele Wealth Advisors, Inc. and MSI Financial Services, Inc. broker Gail Milon (CRD# 1766745) related to real estate investment losses. She was registered with Ele Wealth Advisors, Inc. in Tallahassee, Florida, from March to … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Ryall (CRD# 408065) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Springfield, Massachusetts, since 2006. Richard Ryall Customer Complaints He … Continue reading
There are options for clients of Corinthian Partners, L.L.C. broker Hagin Richeson (CRD# 5380166), who suffered investment losses related to investment losses related to corporate debt. He has been registered with Corinthian Partners, L.L.C. in Clearwater, Florida, since 2016, and … Continue reading
Erez Law is currently investigating former RBC Capital Markets, LLC broker William Notrica (CRD# 817537) regarding unsuitable investment recommendations. He has been registered with Aegis Capital Corp. in Portland, Oregon, and San Juan Capistrano, California, since 2022. Previously, he was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Union Capital Company broker Ernest Harris (CRD# 714335). He has been registered with Union Capital Company in Tucson, Arizona, since 2018. In 2004, … Continue reading
Were you the victim of former SW Financial broker Felipe Arrieta (CRD# 4142123)? He was registered with Great Point Capital LLC in Chicago, Illinois, from July to October 2023. Previously, he was registered with the following firms: Moloney Securities Co., … Continue reading
Erez Law is currently investigating Emerson Equity LLC broker Tony Barouti (CRD# 3031995) regarding GWG Holdings L Bonds, a high-yield junk bond. He has been registered with Emerson Equity LLC in Los Angeles, California, since 2017. Tony Barouti GWG Holdings … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. broker Jason Walsh (CRD# 2811047), who is accused of investment losses. He was registered with Centaurus Financial, Inc. in Pasadena, California, from 2018 to 2023. In October 2014, FINRA sanctioned him … Continue reading
Were you the victim of investment losses due to recommendations by D.H. Hill Securities, LLC broker Leslie Kern (CRD# 1140180)? He has been registered with D.H. Hill Securities, LLC in Wilmington, North Carolina, since 2016. Previously, he was registered with … Continue reading
E1 Asset Management, Inc. broker Ron Itin (CRD# 2344151) regarding allegations of failure to supervise. He has been registered with E1 Asset Management, Inc. in Jersey City, New Jersey, since 1999. In June 2015, FINRA suspended him for one month … Continue reading