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Erez Law is currently investigating former Wells Fargo Advisors, LLC broker William Gamble (CRD# 1524488) regarding unauthorized trading. He has been registered with Truist Investment Services, Inc. in Fort Lauderdale, Florida since 2021. Previously, he was registered with BB&T Securities, … Continue reading
Were you the victim of Charles Schwab & Co., Inc. broker Kordel Drake (CRD# 2637927)? He has been registered with Charles Schwab & Co., Inc. in Indianapolis, Indiana since 1999. Kordel Drake Customer Complaints He has been the subject of … Continue reading
Can I recover losses from investments with Cetera Investment Services LLC broker Ivan Cen (CRD# 5474263) who is accused of investment fraud due to real estate investment losses? He has been registered with Cetera Investment Services LLC in Millbrae, California … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Robert Brinckerhoff (CRD# 823695) faces customer complaints regarding variable annuity investment losses and structured product losses. He was registered with Morgan Stanley in Burlington, Vermont from 2015 to 2020. Previously, he … Continue reading
Erez Law is currently investigating Landolt Securities, Inc. broker Jason Seurer (CRD# 2541616) regarding GWG Holdings Inc. losses. He has been registered with Landolt Securities, Inc. in Maple Plain, Minnesota since 2018. The State of South Dakota Division of Securities … Continue reading
Were you the victim of PHX Financial, Inc. broker Donald Durando (CRD# 5509340) who is accused of options investment losses? He has been registered with PHX Financial, Inc. in Hauppauge, New York since 2014. Donald Durando Customer Complaints He has … Continue reading
Did you lose money investing with former David Lerner Associates, Inc. broker Robert Rasbach (CRD# 1204704) in the high-risk energy sector? He has been registered with Benchmark Investments, LLC in New York, New York since 2021. Previously, he was registered … Continue reading
Were you the victim of Ni Advisors broker Shirley Wong (CRD# 4869184) who is accused of GWG Holdings Inc. L Bond losses? She has been registered with Ni Advisors in Daly City, California since 2014. Shirley Wong Customer Complaints She … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Bryon Martinsen (CRD# 1621649) who suffered investment losses regarding private placement losses. He has been registered with Centaurus Financial, Inc. in Kings Park, New York since 1999. In August 2022, … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ernest Frerking (CRD# 2588177) regarding broker misconduct. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Austin, Texas from 1999 to 2021, when … Continue reading