Can I recover losses from investments with Cetera Investment Services LLC broker Ivan Cen (CRD# 5474263) who is accused of investment fraud due to real estate investment losses? He has been registered with Cetera Investment Services LLC in Millbrae, California since 2013 and with Cetera Investment Advisers LLC in Millbrae, California since 2014.
Ivan Cen Customer Complaints
He has been the subject of three customer complaints between 2021 and 2022, one of which was closed without action and one was denied, according to his CRD report:
July 2021. “Claimant alleges that their registered representative recommended unsuitable investments.” The case is currently pending. The complaint was regarding real estate investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Investment Services LLC may be liable for investment or other losses suffered by Ivan Cen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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