Former Wells Fargo Advisors, LLC Broker William Gamble Accused of Unauthorized Trading

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Erez Law is currently investigating former Wells Fargo Advisors, LLC broker William Gamble (CRD# 1524488) regarding unauthorized trading. He has been registered with Truist Investment Services, Inc. in Fort Lauderdale, Florida since 2021. Previously, he was registered with BB&T Securities, LLC in Richmond, Virginia from 2016 to 2021 and with Wells Fargo Advisors, LLC in Hollywood, Florida from 2000 to 2016.

William Gamble Customer Complaints

He has been the subject of three customer complaints between 2000 and 2022, two of which were denied, according to his CRD report. The most recent complaint was regarding: 

June 2022. “Claimant alleges unauthorized transactions regarding two corporate bonds which resulted the bonds being liquidated and the proceeds being transferred to an unknown account.” The case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Advisors, LLC may be liable for investment or other losses suffered by William Gamble’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

Did You Lose Money Investing with Robert Vance?

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form below for a free consultation.

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