Were you the victim of Centaurus Financial, Inc. broker Patrick Hobert (CRD# 805680), who is accused of unsuitable investment recommendations? He has been registered with Centaurus Financial, Inc. in Newport Beach, California, since 2007. Patrick Hobert Customer Complaints He has … Continue reading
Former LPL Financial LLC broker Karen Briggs (CRD# 1100275) is accused of unsuitable investment recommendations. She was registered with LPL Financial LLC in Edmonds, Washington, from 2013 to 2022. Karen Briggs Customer Complaints She has been the subject of three … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Roy Grassey Jr. (CRD# 1249689) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in New York, New York, since 2010. Roy Grassey Jr. Customer Complaints … Continue reading
Former Lincoln Financial Securities Corporation broker Christopher Gordon (CRD# 5714224) is accused of unsuitable investment recommendations related to the high-risk energy sector. He has been registered with Centaurus Financial, Inc. in Annapolis, Maryland, since 2023. Previously, he was registered with … Continue reading
Erez Law is currently investigating Alexander Capital, L.P. broker Roger Roemmich (CRD# 1293322) regarding unsuitable investment recommendations. He has been registered with Alexander Capital, L.P. and Alexander Capital Wealth Management LLC in Atlanta, Georgia, since 2020. He was registered with … Continue reading
Morgan Stanley broker Edward Carchia Jr. (CRD# 1328905) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Paramus, New Jersey, from 2009 to 2022. Edward Carchia Jr. Customer Complaints He has been the subject of … Continue reading
Can I recover losses from investments with former Titan Securities broker Donald Wells (CRD# 1217316)? He has been registered with Realta Equities, Inc. in Wilmington, Delaware, and Realta Investment Advisors, Inc. in Seattle, Washington, since 2023. He was registered with … Continue reading
J.P. Morgan Securities LLC broker Raphael Correa (CRD# 7453023) is accused of unsuitable investment recommendations. He was registered with J.P. Morgan Securities LLC in San Francisco, California, from 2021 to 2024. Raphael Correa Customer Complaints He has been the subject … Continue reading
There are options for clients of former Purshe Kaplan Sterling Investments broker William Weisbrod (CRD# 812664) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Fairfield, New Jersey, from 2009 to 2021. Previously, he was registered … Continue reading
Former LPL Financial LLC broker J. Glaze (CRD# 5373140) is accused of unsuitable investment recommendations. He has been registered with Avantax Investment Services, Inc. and Avantax Advisory Services in Graham, North Carolina, since 2022. He was registered with LPL Financial … Continue reading