Erez Law is currently investigating Equitable Advisors, LLC broker Norbert Filian (CRD# 2998784) regarding unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Rolling Meadows, Illinois, since 1998. Norbert Filian Customer Complaints He has been the subject … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Todd Walker (CRD# 2503388)? He has been registered with Centaurus Financial, Inc. in Centennial, Colorado, since 2005. Todd Walker Customer Complaints He has been the subject of two customer complaints between … Continue reading
Did you lose money investing with Purshe Kaplan Sterling Investments broker Colleen Maron (CRD# 2211633)? She was registered with Purshe Kaplan Sterling Investments in Albany, New York, from 2016 to 2023, and MML Investors Services, LLC in Springfield, Massachusetts, from … Continue reading
Moloney Securities Co., Inc. broker John Shortal (CRD# 2233172) is accused of unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Jerseyville, Illinois, since 2012. John Shortal Customer Complaints He has been the subject of five … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Michael Hyser (CRD# 2322261) regarding unsuitable investment recommendations. He has been registered with LPL Financial LLC in Alpharetta, Georgia, since 2025. He was registered with Kestra Advisory Services, LLC in Johns … Continue reading
Erez Law is currently investigating former Commonwealth Financial Network broker Stephanie Hayes (CRD# 1224647) regarding unsuitable investment recommendations. She was registered with Commonwealth Financial Network in South Nyack, New York, from 2008 to 2021. Stephanie Hayes Customer Complaints She has … Continue reading
Were you the victim of UBS Financial Services Inc. broker James Chin Sr. (CRD# 1735239)? He has been registered as a financial advisor with UBS Financial Services Inc. in White Plains, New York, since 2008. James Chin Sr. Customer Complaints … Continue reading
Former Aegis Capital Corp. broker Michael Siek (CRD# 2072767) is accused of unsuitable investment recommendations. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, … Continue reading
There are options for clients of LPL Financial LLC broker Frederick Hilton (CRD# 2161935) who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Gainesville, Florida, since 2022. He was registered with Cuna Brokerage … Continue reading
LPL Financial LLC broker William Westcott (CRD# 1007101) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Tucson, Arizona, since 2003. William Westcott Customer Complaints He has been the subject of one customer complaint, … Continue reading