Erez Law is interested in speaking with investors who may have suffered losses due to investments with Four Points Capital Partners LLC broker Michael Martino (CRD# 2579146). Martino has been registered with Four Points Capital Partners LLC in New York, … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Phillip Smelser (CRD# 2338831) regarding unsuitable investment recommendations. Smelser has been registered with Cambridge Investment Research, Inc. in Woodfin, North Carolina since 2008. Smelser has been the subject of two … Continue reading
There are options for clients of former Prospera Financial Services, Inc. broker Andrew Pravlik (CRD# 2360456) who suffered investment losses. Pravlik has been registered with Coastal Equities, Inc. in Pittsburgh, Pennsylvania since 2017. Previously, Pravlik was registered with Prospera Financial … Continue reading
Were you the victim of Wells Fargo Advisors Financial Network, LLC broker Jeffrey Burton (CRD# 2366552)?. Burton has been registered with Wells Fargo Advisors Financial Network, LLC in Charleston, South Carolina 2016. Burton has been the subject of six customer … Continue reading
Money Management Advisory Inc. broker Jeffrey Dillman (CRD# 2515858) is accused of unsuitable investment recommendations. Dillman has been registered with Trustmont Financial Group, Inc. in Feasterville, Pennsylvania since 2018 and with Money Management Advisory Inc. in Feasterville, Pennsylvania since 2009. … Continue reading
Erez Law is currently investigating Laidlaw and Company (UK) Ltd. broker Joseph Fedorko Jr. (CRD# 2007317) regarding customer investment losses. Fedorko has been registered with Laidlaw & Company (Uk) Ltd. in Greenwich, Connecticut 2009. Fedorko has been the subject of … Continue reading
Erez Law recently filed a FINRA arbitration against David Lerner Associates on behalf of a retired widow who entrusted her broker and David Lerner Associates with her irreplaceable retirement savings. The complaint was regarding investment losses with broker Gary Isler … Continue reading
There are options for customers of Morgan Stanley broker William Coffey (CRD# 2245016) who suffered investment losses. Coffey has been registered with Morgan Stanley in Durango, Colorado since 2009. Coffey has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating Morgan Stanley broker J Shepard (CRD# 1334664) regarding customer investment losses. Shepard has been registered with Morgan Stanley in Oak Bluffs, Massachusetts since 2009. Shepard has been the subject of two customer complaints between 2009 … Continue reading
Did you lose money investing with Center Street Securities, Inc. broker Roy Williams Sr. (CRD# 1069297)? Williams has been registered with Center Street Securities, Inc. in Stratford, Connecticut since 2016. In April 2016, FINRA sanctioned Williams to a $5,000 civil … Continue reading