Erez Law is currently investigating Morgan Stanley broker William Dumchus (CRD# 1098533) regarding unsuitable investment recommendations. Dumchus has been registered with Morgan Stanley in Short HIlls, New Jersey since 2014. Dumchus has been the subject of two customer complaints in … Continue reading
Former Voya Financial Advisors, Inc. broker Samuel Head (CRD# 2456312) faces customer complaints regarding suitability. Head has been registered with Ameriprise Financial Services, LLC in Seneca, Columbia, and Myrtle Beach, South Carolina since June 2020. Previously, Head was registered with … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ralph Byer (CRD# 1038411)? Byer has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Plantation, Florida since 1982. Byer has been the subject of … Continue reading
Were you the victim of former J.P. Turner broker Dan Vismor (CRD# 5321492)? Vismor has been registered with David Lerner Associates, Inc. in Boca Raton, Florida since 2017. Previously, Vismor was registered with Newbridge Securities Corporation in Boca Raton, Florida … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Raquel Pacheo (CRD# 3117770) regarding unsuitable investment recommendations. Pacheo has been registered with Wells Fargo Clearing Services, LLC in Westlake, Ohio since 2018. Previously, Pacheo was … Continue reading
There are options for clients of Cetera Advisors LLC broker Patricia Gleason (CRD# 2811669) who suffered investment losses. Gleason has been registered with Cetera Advisors LLC in Orlando, Florida since 2009. Gleason has been the subject of four customer complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Dai Securities, LLC broker Jack Michaletz (CRD# 5773608). Michaletz has been registered with Dai Securities, LLC in Mankato, Minnesota since 2012. Previously, Michaletz … Continue reading
Former American Portfolios Financial Services, Inc. broker Robert Halldin (CRD# 1458098) faces multiple customer complaints for investment losses. Halldin was registered with American Portfolios Financial Services, Inc. in Newington, Connecticut from 2012 to 2017. In December 2020, FINRA barred Halldin … Continue reading
There are options for clients of Truist Investment Services, Inc. broker Stephen Berrocal (CRD# 3071400) who suffered investment losses due to investments in Northstar GIC. Berrocal has been registered with Truist Investment Services, Inc. in Coral Gables, Florida since 2013. … Continue reading
There are options for clients of former Summit Brokerage Services, Inc. broker Kirk Knollman (CRD# 2089445) who suffered investment losses. Knollman was registered with Cetera Advisor Networks LLC in Loveland, Ohio from 2019 to 2021, when he was terminated regarding, … Continue reading