Were you the victim of Morgan Stanley broker Christopher Butler (CRD# 1894450)? Butler has been registered with Morgan Stanley in Woodland Hills, California since 2010. Butler has been the subject of nine customer complaints between 2001 and 2020, one of … Continue reading
Were you the victim of Spartan Capital Securities, LLC broker John Cullen (CRD# 5062835)? Cullen has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2013. Cullen has been the subject of three customer complaints between … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Michael Fahsholtz (CRD# 2057306). Fahsholtz has been registered with Stifel, Nicolaus & Company, Incorporated in Wenatchee, Washington from 2011 to 2020. Fahsholtz has been the subject of 10 … Continue reading
There are options for clients of UBS Financial Services Inc. broker Richard Whalen (CRD# 1097944) who suffered investment losses. Whalen has been registered with UBS Financial Services Inc. in Phoenix, Arizona since 2008. Whalen has been the subject of one … Continue reading
There are options for clients of Triad Advisors LLC broker Mark Just (CRD# 1138738) who suffered investment losses. Just has been registered with Triad Advisors LLC in Indianapolis, Indiana since 1991. Just has been the subject of six customer complaints … Continue reading
Erez Law is currently investigating Morgan Stanley broker Martin Speyer (CRD# 432002) regarding unsuitable investment options. Speyer has been registered with Morgan Stanley in Beverly Hills, California since 2009. Speyer has been the subject of nine customer complaints between 1989 … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Scott Blanche (CRD# 2152628) who suffered investment losses in the high-risk energy sector. Blanche has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jenkintown, … Continue reading
Did you lose money investing with National Securities Corporation broker Barbra Shaffer (CRD# 1700153)? Shaffer has been registered with Cambridge Investment Research, Inc. in Fort Lauderdale, Florida since 2019. Previously, Shaffer was registered with National Asset Management, Inc. in Fort … Continue reading
There are options for clients who suffered investment losses due to recommendations by Concorde Investment Services, LLC broker Barry Lemay (CRD# 306332). Lemay has been registered with Concorde Investment Services, LLC in San Jose, California since 2012. Lemay has been … Continue reading
Did you lose money investing with former Oppenheimer & Co. Inc. broker Michael Sandberg (CRD# 1949867)? Sandberg has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida since November 2019. Previously, Sandberg was registered with Oppenheimer & Co. … Continue reading