Were you the victim of former Cambridge Investment Research, Inc. broker Daniel Holman (CRD# 1100133)? Daniel Holman has been registered with Cambridge Investment Research, Inc. in Osford, Michigan from 2013 to 2016.
Daniel Holman Suitability Concerns
Daniel Holman has been the subject of three customer complaints between 1993 and 2021, one of which was closed without action, according to his CRD report. The most recent complaint was regarding:
April 2021. “Clients allege misrepresentation of unsuitable products.” The customer is seeking $495,000 in damages and the case is currently pending. The complaint took place while Daniel Homan was registered with Cambridge Investment Research, Inc. and was regarding variable annuities and real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Daniel Holman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.