Were you the victim of former Laidlaw & Company (Uk) Ltd. broker Robert Yasnis (CRD# 2399141)? Yasnis has been registered with Worden Capital Management LLC in New York, New York since 2017. Previously, Yasnis was registered with Laidlaw & Company … Continue reading
Former Aegis Capital Corp. broker Kishan Parikh (CRD# 5506554) is accused of unsuitable investment recommendations. Parikh has been registered with Aegis Capital Corp. in New York, New York from 2012 to 2019. Parikh has been the subject of two customer … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Paz Chandra (CRD# 2405701) regarding unsuitable alternative investment recommendations. Chandra has been registered with Royal Alliance Associates, Inc. Clearwater, Florida since 2018. Previously, Signator Investors, Inc. in Clearwater, Florida from … Continue reading
There are options for clients of former Voya Financial Advisors, Inc. broker Peter Mersberger (CRD# 2372186) who suffered investment losses. Mersberger has been registered with Cambridge Investment Research, Inc. in Appleton, Wisconsin since 2017. Previously, Mersberger was registered with Voya … Continue reading
Erez Law is currently investigating Morgan Stanley broker Barry Speyer (CRD# 432002) regarding concerns of unsuitable investment recommendations. Speyer has been registered with Morgan Stanley in Beverly Hills, California since 2009. Speyer has been the subject of eight customer complaints … Continue reading
There are options for clients of Voya Financial Advisors, Inc. broker David Wall (CRD# 1651874) who suffered investment losses. Wall has been registered with Voya Financial Advisors, Inc. in Simpsonville, South Carolina since 2013. Wall was previously terminated from Mony … Continue reading
There are options for clients of Royal Alliance Associates, Inc. broker Les Barber Jr. (CRD# 1256348) who suffered investment losses. Barber has been registered with Royal Alliance Associates, Inc. in South Jordan, Utah since 2013. Barber has been the subject … Continue reading
Former Titus Rockefeller, LLC broker Andre LaBarbera (CRD# 2072370) faces multiple customer complaints for investment losses. LaBarbera was registered with Titus Rockefeller, LLC in Dix Hills, New York from 2013 to 2018. Titus Rockefeller, LLC was expelled by FINRA in … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Jeffrey Anderson (CRD# 2027908) regarding municipal debt investment losses. Anderson has been registered with Stifel, Nicolaus & Company, Incorporated in Johnson City, Tennessee since 2012. Anderson has been the … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Daniel O’Neill (CRD# 1358245) regarding unsuitable investment recommendations. O’Neill has been registered with Aegis Capital Corp. in Melville, New York since 2013. O’Neill has been the subject of two customer complaints … Continue reading