There are options for clients of Geneos Wealth Management, Inc. broker Joseph Sturniolo (CRD# 1094557) who suffered investment losses. Sturniolo has been registered with Geneos Wealth Management, Inc. in Denver, Colorado since 2006 and with Sturniolo Joseph S & Associates Inc. in Denver, Colorado since 1999.
Sturniolo has been the subject of four customer complaints between 2001 and 2020, two of which were denied, according to his CRD report. The most recent complaint is regarding:
September 2020. “Client alleges misrepresentation, negligence unsuitable recommendations for investments purchased from 2011-2018 and other causes of action.” The customer is seeking $75,000 in damages and the case is currently pending. The complaint was regarding variable annuities, direct investments, and real estate securities and took place while Sturniolo was registered with Geneos Wealth Management, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Geneos Wealth Management, Inc. may be liable for investment or other losses suffered by Sturniolo’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.