Erez Law is currently investigating Laidlaw and Company (UK) Ltd. broker Joseph Fedorko Jr. (CRD# 2007317) regarding customer investment losses. Fedorko has been registered with Laidlaw & Company (Uk) Ltd. in Greenwich, Connecticut 2009.
Fedorko has been the subject of 18 customer complaints between 1995 and 2020, according to his CRD report. Recent complaints are regarding:
- May 2020. “Client alleges churning, unauthorized and unsuitable trading from 2012-2020.” The customer is seeking $1,700,000 in damages and the case is currently pending. The complaint took place while Fedorko was registered with Laidlaw and Company (UK) Ltd. and was regarding equity OTC, private placements, and common and preferred stocks.
- May 2018. “Client alleges churning, unauthorized and unsuitable trading from 2012-2017.” The customer sought $342,000 in damages and the case was settled for $125,000. The complaint took place while Fedorko was registered with Laidlaw and Company (UK) Ltd. and was regarding equity OTC and common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Laidlaw and Company (UK) Ltd. may be liable for investment or other losses suffered by Fedorko’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.