Category: Unsuitable Investments
There are options for customers of Center Street Securities, Inc. broker John Westbrook (CRD# 1846059) who suffered investment losses. Westbrook was registered with Cape Securities Inc. in Montgomery, Alabama from May to June 2020 and previously with Center Street Securities, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Tom Thacker (CRD# 2041461). Thacker has been registered with Oppenheimer & Co. Inc. in Beachwood, Ohio since 2012. … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Richard Riggenbach (CRD# 1686839)? Riggenbach has been registered with Woodbury Financial Services, Inc. in Bloomfield, Iowa since 2019. Previously, Riggenbach was registered with Questar Asset Management, Inc. in Bloomfield, … Continue reading
Erez Law is currently investigating former Wells Fargo broker Herbert Weith IV (CRD# 5453866) regarding customer investment losses. Weith was registered with Equitable Advisors, LLC in Columbia, Maryland from January to October 2020. Previously, he was registered with Wells Fargo … Continue reading
Did you lose money investing with LPL Financial LLC broker Thomas Fross (CRD# 4509874)? Fross has been registered with LPL Financial LLC in The Villages, Florida since 2018. Fross has been the subject of five customer complaints between 2008 and … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Peter Nett (CRD# 4506990)? Nett has been registered with Ameriprise Financial Services, LLC in The Woodlands, Texas since 2002. Nett has been the subject of three customer complaints between 2003 … Continue reading
Erez Law is currently investigating Cetera Advisor Networks LLC broker Darin Arnell (CRD# 4673735) regarding mutual fund investment losses. Arnell has been registered with Cetera Advisor Networks LLC in Murray, Utah since 2014. Arnell has been the subject of one … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Raymond James Financial Services, Inc. broker Paul Stetter Jr. (CRD# 4513517). Stetter has been registered with Raymond James Financial Services, Inc. in Ephrata, … Continue reading
First Republic Securities Company, LLC broker James Wilcox (CRD# 4261884) is accused of investment losses due to index losses. Wilcox has been registered with First Republic Securities Company, LLC in Jackson, Wyoming since 2018. Wilcox has been the subject of … Continue reading
There are options for clients of Raymond James & Associates, Inc. broker Russell Stein (CRD# 434765) who suffered investment losses. Stein has been registered with Raymond James & Associates, Inc. in Houston, Texas since 2008. Stein has been the subject … Continue reading