Erez Law is currently investigating Moloney Securities Co., Inc. broker David Wood (CRD# 2306563) regarding unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Manchester, Missouri since 2010. David Wood Customer Complaints He has been the … Continue reading
There are options for customers of former Geneos Wealth Management, Inc. broker Mark Horstmann (CRD# 4079505) who is alleged to engage in unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. Gladstone, Missouri since 2021. Previously, he … Continue reading
Erez Law is currently investigating former Legend Securities, Inc. broker Samuel Girgiss (CRD# 6088898) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, he was registered with Worden … Continue reading
There are options for customers of Arkadios Capital broker Jeffrey Shaver (CRD# 2675592) who lost money due to unsuitable investment recommendations. He has been registered with Arkadios Capital in Atlanta, Georgia from 2017 to 2022. Previously, he was registered with … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. and Integrity Brokerage Services, Inc. broker Jan Haynes (CRD# 833875) regarding unsuitable investment recommendations. He has been registered with Integrity Brokerage Services, Inc. in La Jolla, California from 2017 to 2020. … Continue reading
Were you the victim of former Morgan Stanley broker Mark Frommer (CRD# 1553129) regarding unsuitable and unauthorized trades? He has been registered with Oppenheimer & Co. Inc. in Chicago, Illinois since 2019. Previously, he was registered with Morgan Stanley in … Continue reading
Were you the victim of Morgan Stanley broker Timothy Jennings (CRD# 4553681) who is accused of investment fraud? He has been registered with Morgan Stanley in Ithaca, New York since 2019. Previously, Morgan Stanley in Binghamton, New York from 2014 … Continue reading
Were you the victim of LPL Financial LLC broker Brad Hensen (CRD# 5136446) regarding unsuitable investment recommendations? He has been registered with LPL Financial LLC in Salem, Ohio since 2010. Brad Hensen Customer Complaints He has been the subject of … Continue reading
There are options for customers of former Verity Asset Management broker Carlos Ingram (CRD# 4342081) who lost money due to unsuitable transactions. He has been registered with Silver Oak Securities, Incorporated in Atlanta, Georgia since 2020. Previously, he was registered … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Patrick Cavanagh (CRD# 5186630) regarding unsuitable investment recommendations. He was registered with Spartan Capital Securities, LLC in New York, New York from 2019 to 2022. Previously, he was registered … Continue reading