There are options for clients of former Raymond James Financial Services, Inc. broker Kelvern Chen (CRD# 5679957) who allegedly made unsuitable investment recommendations. He has been registered with Northwestern Mutual Investment Services, LLC in New York, New York since 2021. … Continue reading
Erez Law is currently investigating former Cetera Investment Advisers LLC broker Hui Zhang (CRD# 5918387) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in San Gabriel, California since 2020. Previously, he was registered with Cetera … Continue reading
Erez Law is currently investigating Morgan Stanley broker David Letnertz (CRD# 2287146) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Newport Beach, California since 2009. David Letnertz Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating former Raymond James & Associates, Inc. broker Brent Greninger (CRD# 5810070) regarding unsuitable investment recommendations. He has been registered with Buckman, Buckman & Reid, Inc. in North Palm Beach, Florida since January 2022. Previously, he … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Xiangyu Zhang (CRD# 5050282) regarding real estate investment losses due to investment fraud. He was registered with Wells Fargo Clearing Services, LLC in Alhambra, California from 2017 to 2019, … Continue reading
Were you the victim of former Berthel Fisher & Company Financial broker Steve Cummings (CRD# 2274017) who is accused of unsuitable and misrepresented investment recommendations? He was registered with Berthel Fisher & Company Financial in Fort Deposit, Alabama from 2010 … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Jeffrey Hackett (CRD# 2575374) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in San Diego, California since 2008. Jeffrey Hackett Customer Complaints He has been the … Continue reading
Kalos Capital, Inc. broker Kristian Finfrock (CRD# 5421676) is accused of unsuitable alternative investment losses. He has been registered with Kalos Capital, Inc. in Evansville, Wisconsin since 2012. Alternative investments do not fall into a conventional investment category, such as … Continue reading
Were you the victim of Morgan Stanley broker Thomas Bonds (CRD# 1867556) regarding unsuitable investment recommendations? He has been registered with Morgan Stanley in Kirkland, Washington since 2009. Thomas Bonds Customer Complaints He has been the subject of five customer … Continue reading
Erez Law is currently investigating Hornor, Townsend & Kent, LLC broker Debra Clark (CRD# 1987661) regarding unsuitable investment recommendations. She has been registered with Hornor, Townsend & Kent, LLC in Wilton, Connecticut since 2010. Debra Clark Customer Complaints She has … Continue reading