Investigation of Former Arive Capital Markets Broker Christopher Fusco

Arive Capital Markets

There are options for customers of former Arive Capital Markets broker Christopher Fusco (CRD# 5981205) who suffered investment losses due to unsuitable investment recommendations. He was registered with Joseph Stone Capital L.L.C. in Mineola, New York from 2019 to 2020. Previously, he was registered with Arive Capital Markets in Coram, New York from 2017 to 2019. Prior to that, he was registered with Joseph Stone Capital L.L.C. in Holbrook, New York from 2015 to 2017.

Christopher Fusco Customer Complaints

He has been the subject of one customer complaint in 2022, according to his CRD report:

April 2022. “Unsuitable transactions, excessive Trading.” The customer is seeking $310,000 in damages and the case is currently pending. The complaint was regarding equity OTC and it took place while he was registered with Arive Capital Markets.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Arive Capital Markets may be liable for investment or other losses suffered by Christopher Fusco’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.