Can I recover losses from investments with former Arkadios Capital broker Joseph Young (CRD# 4068656) who is accused of unsuitable investment recommendations? He has been registered with Arkadios Capital in Atlanta, Georgia from 2017 to 2022. Previously, he was registered with Triad Advisors, Inc. in Atlanta, Georgia from 2009 to 2017.
Joseph Young Customer Complaints
He has been the subject of three customer complaints between 2007 and 2022, one of which was denied, according to his CRD report. The most recent complaint was regarding:
March 2022. “Claimant alleges negligence, overconcentration, and unsuitable recommendations with regard to alternative investments.” The customer is seeking $1 million in damages and the case is currently pending. The complaint was regarding direct investments and real estate securities and took place while he was registered with Triad Advisors LLC and Arkadios Capital.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Arkadios Capital may be liable for investment or other losses suffered by Joseph Young’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.