Erez Law is currently investigating former Equitable Advisors, LLC broker Camille Cordova (CRD# 6734084), who is alleged to make recommendations leading to investment losses. She was registered with NYLIFE Securities LLC in Glendale, California, from 2019 to 2022. Previously, she was … Continue reading
Erez Law is currently investigating former Joseph Stone Capital L.L.C. broker Ross Barish (CRD# 3094364), who was recently barred by the SEC related to an alleged fraud resulting in more than $800,000 in losses to retail customers. He was registered … Continue reading
Former Worden Capital Management LLC broker Richard Reynolds (CRD# 2162706) has multiple complaints related to churning, unsuitable, and unauthorized trading, resulting in investment losses. He was registered with SW Financial in Melville, New York, from 2021 to 2022. Previously, he … Continue reading
Can I recover losses from investments with Dempsey Lord Smith, LLC broker Jerry Parrish (CRD# 4951494) who is accused of unsuitable investment recommendations? He has been registered with Dempsey Lord Smith, LLC in Calhoun, Georgia since 2009. Jerry Parrish Customer … Continue reading
Could you recover corporate debt losses due to unsuitable investments with Moloney Securities Co., Inc. broker Christina Silvius (CRD# 4559574)? She has been registered with Moloney Securities Co., Inc. in Kansas City, Missouri, since 2004. Christina Silvius Customer Complaints She … Continue reading
There are options for clients of broker James Siemonsma (CRD# 2172228) regarding unsuitable investment recommendations. He has been registered with MSEC, LLC in Omaha, Nebraska since 2017 and with Mariner Wealth Advisors in Omaha, Nebraska since 2017 and with Mariner … Continue reading
Were you the victim of UBS Financial Services Inc. broker Jordan Hayes (CRD# 2391254) who is accused of unsuitable investment recommendations? He has been registered with UBS Financial Services Inc. in Los Angeles, California since 2008. Jordan Hayes Customer Complaints … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Carey James (CRD# 1420763) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Arroyo Grande, California since 2004. Carey James Customer Complaints He has been the … Continue reading
Can I recover losses from investments with Lifemark Securities Corp. broker Patrick Durst (CRD# 6328382) who is accused of unsuitable investment recommendations? He has been registered with Lifemark Securities Corp. in Centennial, Colorado since 2018. Previously, he was registered with … Continue reading
There are options for customers of Crown Capital Securities, L.P. broker Thomas Ren (CRD# 2729198) who suffered losses due to unsuitable investment recommendations. He has been registered with Crown Capital Securities, L.P. in Roaring River, North Carolina since 2016. Thomas … Continue reading