Category: Unsuitable Investments

Were you the victim of former Wells Fargo broker Florindo Volpacchio (CRD# 2615828)? Volpacchio has been registered with Oppenheimer & Co. Inc. in New York, New York since May 2018. Previously, Volpacchio was registered with Wells Fargo Clearing Services, LLC … Continue reading →

Erez Law is currently investigating Centaurus Financial, Inc. broker Atul Makharia (CRD# 5070762) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Lexington, South Carolina, since 2015. In February 2023, the United States Securities and Exchange … Continue reading →

There are options for clients of Raymond James Financial Services, Inc. broker Richard Kelton (CRD# 2473749) who suffered investment losses. Kelton has been registered with Raymond James Financial Services, Inc. in Latham, New York since September 2019. Previously, Kelton was … Continue reading →

Were you the victim of former Janney Montgomery Scott LLC broker Gregory Dudzik (CRD# 1133671)? Dudzik has been registered with RBC Capital Markets, LLC in Providence, Rhode Island and Palm Beach Gardens, Florida since October 2020. Dudzik was previously registered … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sandlapper Securities, LLC broker Kevin Nevin (CRD# 2460059). Nevin has been registered with Dempsey Lord Smith, LLC in Edina, Minnesota since May … Continue reading →

Erez Law is currently investigating former Integrated Advisors Network LLC, Oppenheimer, and Merrill Lynch broker Dennis Ayre (CRD# 5365176) regarding investment management service related investment losses and unsuitable investment recommendations. He has been registered with Hilltop Securities Inc. in Beverly … Continue reading →

Did you lose money investing with Raymond James & Associates, Inc. broker Robert Radli Jr. (CRD# 1076710)? Radli has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2011. Radli has been the subject of … Continue reading →

There are options for customers who suffered investment losses due to unsuitable investment recommendations by former Center Street Securities, Inc. broker Seth Stewart (CRD# 5467292). He was registered with Center Street Securities, Inc. in Jeffersonville, Indiana from 2012 to November … Continue reading →

Erez Law is currently investigating Raymond James & Associates, Inc. broker Eric Bachinsky (CRD# 1002854) regarding unsuitable investment recommendations. Bachinsky has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2006. Bachinsky has been the … Continue reading →

There are options for customers who suffered investment losses due to former Morgan Stanley broker Kenneth Hutkin (CRD# 1344519). Hutkin has been registered with Wedbush Securities Inc. in New York, New York since 2018. Previously, Hutkin was registered with Morgan … Continue reading →