There are options for clients of broker James Siemonsma (CRD# 2172228) regarding unsuitable investment recommendations. He has been registered with MSEC, LLC in Omaha, Nebraska since 2017 and with Mariner Wealth Advisors in Omaha, Nebraska since 2017 and with Mariner Wealth Advisors in Omaha, Nebraska since 2017.
James Siemonsma Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2022. “Claimants allege that representative made unsuitable recommendations regarding the purchase of Atlas Growth Partners, L.P.” The case is currently pending. The complaint was regarding oil and gas investments and it took place while he was registered with Concourse Financial I Group, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Concourse Financial I Group, Inc. may be liable for investment or other losses suffered by James Siemonsma’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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