Can I recover losses from investments with Dempsey Lord Smith, LLC broker Jerry Parrish (CRD# 4951494) who is accused of unsuitable investment recommendations? He has been registered with Dempsey Lord Smith, LLC in Calhoun, Georgia since 2009.
Jerry Parrish Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2022. “Unsuitable investment.” The customer is seeking $3,000,000 in damages and the case is currently pending. The complaint was regarding direct investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Dempsey Lord Smith, LLC may be liable for investment or other losses suffered by Jerry Parrish’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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